Method and apparatus for transmitting and receiving data using plurality of carriers in mobile communication system

ABSTRACT

The present disclosure relates to converging a 5th-Generation (5G) communication system for supporting higher data rates beyond a 4th-Generation (4G) system with a technology for Internet of Things (IoT), and may be applied to intelligent services, such as smart home, smart building, smart city, smart car, connected car, health care, digital education, smart retail, security and safety services. A method according to disclosed aspects includes receiving a first control message including a first random access response window for a first cell group, receiving a second control message for adding a second cell group, including information on a second random access response window size for the second cell group, transmitting, on a cell of the second cell group, a random access preamble, and monitoring, on the cell of the second cell group, a random access response based on the second random access response window size for the second cell group.

CROSS-REFERENCE TO RELATED APPLICATION(S)

This application is a continuation application of prior application Ser.No. 16/131,699, filed on Sep. 14, 2020, and is a continuation of U.S.application Ser. No. 15/803,197, filed on Nov. 3, 2017, which has issuedas U.S. Pat. No. 10,111,257 on Oct. 23, 2018 and is a continuation of aU.S. application Ser. No. 14/396,259, filed Oct. 22, 2014, which hasissued as U.S. Pat. No. 9,814,075 on Nov. 7, 2017, and is a NationalStage of International application PCT/KR2013/003629 filed on Apr. 26,2013, and was based on and claimed the benefit under 35 U.S.C. § 119(e)of a U.S. Provisional application filed on May 30, 2012 in the U.S.Patent and Trademark Office and assigned Ser. No. 61/653,026, and of aU.S. Provisional application filed on May 9, 2012 in the U.S. Patent andTrademark Office and assigned Ser. No. 61/644,645, the entire disclosureof each of which is hereby incorporated by reference.

TECHNICAL FIELD

The present invention relates to a multicarrier-based datatransmission/reception method and apparatus for use in a mobilecommunication system.

BACKGROUND ART

To meet the demand for wireless data traffic having increased sincedeployment of 4G communication systems, efforts have been made todevelop an improved 5G or pre-5G communication system. Therefore, the 5Gor pre-5G communication system is also called a ‘Beyond 4G Network’ or a‘Post LTE System’. The 5G communication system is considered to beimplemented in higher frequency (mmWave) bands, e.g., 60 GHz bands, soas to accomplish higher data rates. To decrease propagation loss of theradio waves and increase the transmission distance, the beamforming,massive multiple-input multiple-output (MIMO), Full Dimensional MIMO(FD-MIMO), array antenna, an analog beam forming, large scale antennatechniques are discussed in 5G communication systems. In addition, in 5Gcommunication systems, development for system network improvement isunder way based on advanced small cells, cloud Radio Access Networks(RANs), ultra-dense networks, device-to-device (D2D) communication,wireless backhaul, moving network, cooperative communication,Coordinated Multi-Points (CoMP), reception-end interference cancellationand the like. In the 5G system, Hybrid FSK and QAM Modulation (FQAM) andsliding window superposition coding (SWSC) as an advanced codingmodulation (ACM), and filter bank multi carrier (FBMC), non-orthogonalmultiple access (NOMA), and sparse code multiple access (SCMA) as anadvanced access technology have been developed.

The Internet, which is a human centered connectivity network wherehumans generate and consume information, is now evolving to the Internetof Things (IoT) where distributed entities, such as things, exchange andprocess information without human intervention. The Internet ofEverything (IoE), which is a combination of the IoT technology and theBig Data processing technology through connection with a cloud server,has emerged. As technology elements, such as “sensing technology”,“wired/wireless communication and network infrastructure”, “serviceinterface technology”, and “Security technology” have been demanded forIoT implementation, a sensor network, a Machine-to-Machine (M2M)communication, Machine Type Communication (MTC), and so forth have beenrecently researched. Such an IoT environment may provide intelligentInternet technology services that create a new value to human life bycollecting and analyzing data generated among connected things. IoT maybe applied to a variety of fields including smart home, smart building,smart city, smart car or connected cars, smart grid, health care, smartappliances and advanced medical services through convergence andcombination between existing Information Technology (IT) and variousindustrial applications.

In line with this, various attempts have been made to apply 5Gcommunication systems to IoT networks. For example, technologies such asa sensor network, Machine Type Communication (MTC), andMachine-to-Machine (M2M) communication may be implemented bybeamforming, MIMO, and array antennas. Application of a cloud RadioAccess Network (RAN) as the above-described Big Data processingtechnology may also be considered to be as an example of convergencebetween the 5G technology and the IoT technology.

Mobile communication systems were developed to provide mobile users withcommunication services. With the rapid advance of technologies, themobile communication systems have evolved to the level capable ofproviding high speed data communication service beyond the earlyvoice-oriented services.

Recently, standardization for a Long Term Evolution (LTE) system, as oneof the next-generation mobile communication systems, is underway in the3^(rd) Generation Partnership Project (3GPP). LTE is a technology forrealizing high-speed packet-based communications with the data rate ofup to 100 Mbps, which is higher than the currently available data rate,and its standardization is almost complete.

In line with the completion of the LTE standardization, an LTE-Advanced(LTE-A) system is now under discussion, which improves a transfer rateby combining the LTE communication system with several new technologies.One of such technologies is Carrier Aggregation. The Carrier Aggregationis a technology allowing a terminal to use multiple downlink carriersand multiple uplink carriers unlike the conventional technology of usingone downlink carrier and one uplink carrier for data communication.

Currently, the LTE-A is featured with the intra-eNB carrier aggregationonly. This restricts applicability of the carrier aggregation functionso as to a problem of failing aggregation of macro and pico cells in ascenario where a plurality of pico cells and a macro cell operate in anoverlapped manner.

DISCLOSURE OF INVENTION Technical Problem

The present invention has been conceived to solve the above problem andaims to provide an inter-eNB carrier aggregation method and apparatus.

Technical Solution

In accordance with an aspect of the present invention, a communicationmethod of a terminal in a mobile communication system includes receivingan SCell add command including configuration information of a secondaryserving cell (SCell) to be added from a primary serving cell (PCell),transmitting a preamble to the SCell to be added, receiving a RandomAccess Response (RAR) message from the SCell to be added, and applying,when the SCell add command includes an indicator indicating that a firstbase station to which the SCell to be added belongs differs from a basestation to which the PCell belongs, a parameter included in the RAR tothe SCell which has transmitted the RAR.

Preferably, the method further includes applying, when the SCell addcommand includes an indicator indicating that a first base station towhich the SCell to be added belongs differs from a base station to whichthe PCell belongs, a maximum number of HARQ retransmissions which isincluded in the SCell configuration information.

Preferably, applying, when the SCell add command includes an indicatorindicating that a first base station to which the SCell to be addedbelongs differs from a base station to which the PCell belongs, aparameter included in the RAR to the SCell which has transmitted the RARincludes applying, when the SCell add command includes an indicatorindicating that the first base station to which the SCell to be addeddiffers from the base station to which the PCell belongs, at least oneof a uplink Timing Advance (TA) and a Transmit Power Control (TPC)included in the RAR to the SCell which has transmitted the RAR.

Preferably, the configuration information of the SCell includes ara-window size.

In accordance with another aspect of the present invention, acommunication method of a base station in a mobile communication systemincludes transmitting an SCell add command including configurationinformation of a secondary serving cell (SCell) to be added, wherein theSCell add command includes an indicator indicating that a first basestation to which the SCell to be added differs from the base station towhich a primary serving cell (PCell) belongs.

In accordance with another aspect of the present invention, acommunication method of a base station in a mobile communication systemincludes receiving a preamble from a terminal and transmitting, when afirst base station to which a secondary serving cell (SCell) to be addeddiffers from a second base station to which a primary serving cell(PCell) belongs, a Random Access Response (RAR) message to the terminal.

In accordance with another aspect of the present invention, a terminalincludes a transceiver which communicates with a base station and acontroller which controls receiving an SCell add command includingconfiguration information of a secondary serving cell (SCell) to beadded from a primary serving cell (PCell), transmitting a preamble tothe SCell to be added, receiving a Random Access Response (RAR) messagefrom the SCell to be added, and applying, when the SCell add commandincludes an indicator indicating that a first base station to which theSCell to be added belongs differs from a base station to which the PCellbelongs, a parameter included in the RAR to the SCell which hastransmitted the RAR.

In accordance with another aspect of the present invention, a basestation includes a transceiver which communicates with a terminal and acontroller which controls transmitting an SCell add command includingconfiguration information of a secondary serving cell (SCell) to beadded, wherein the SCell add command includes an indicator indicatingthat a first base station to which the SCell to be added differs fromthe base station to which a primary serving cell (PCell) belongs.

In accordance with still another aspect of the present invention, a basestation includes a transceiver which communicates with a terminal; and

a controller which controls receiving a preamble from a terminal andtransmitting, when a first base station to which a secondary servingcell (SCell) to be added differs from a second base station to which aprimary serving cell (PCell) belongs, a Random Access Response (RAR)message to the terminal.

Advantageous Effects of Invention

The data transmission method and apparatus of the present invention isadvantageous in that a terminal is capable of increasing the probabilityof fast data transmission/reception through carrier aggregation.

The advantages of the present invention are not limited to theaforesaid, and other advantages not described herein be clearlyunderstood by those skilled in the art from the descriptions below.

BRIEF DESCRIPTION OF DRAWINGS

FIG. 1 is a diagram illustrating the architecture of an LTE systemaccording to an embodiment of the present invention.

FIG. 2 is a diagram illustrating a protocol stack of the LTE systemaccording to an embodiment of the present invention.

FIG. 3 is a diagram illustrating the concept of intra-eNB carrieraggregation.

FIG. 4 is a diagram illustrating the concept of the inter-eNB carrieraggregation according to an embodiment of the present invention.

FIG. 5 is a signal flow diagram illustrating the operations of the UEand the eNB for configuring a SCell belonging to the primary setaccording to an embodiment of the present invention.

FIG. 6 is a signal flow diagram illustrating the operations of the UEand the eNB for configuring a SCell belonging to a non-primary setaccording to an embodiment of the present invention.

FIG. 7 is a diagram illustrating a structure of the RRC control messageincluding SCell configuration information according to an embodiment ofthe present invention.

FIG. 8 is a diagram illustrating a structure of the RRC control messageincluding SCell configuration information according to anotherembodiment of the present invention.

FIG. 9 is a flowchart illustrating a random access procedure forinter-eNB carrier aggregation mode according to an embodiment of thepresent invention.

FIG. 10 is a flowchart illustrating the UE operation for random accessaccording to an embodiment of the present invention.

FIG. 11 is a flowchart illustrating the UE operation associated with therandom access failure according to an embodiment of the presentinvention.

FIG. 12 is a flowchart illustrating the UE operation associated withexpiry of TA timer according to an embodiment of the present invention.

FIG. 13 is a flowchart illustrating the UE operation of transmittingScheduling Request (SR) in the primary set and non-primary set accordingto an embodiment of the present invention.

FIG. 14 is a flowchart illustrating the UE operation of transmittingScheduling Request (SR) through the primary set and non-primary setaccording to another embodiment of the present invention.

FIG. 15 is a flowchart illustrating the UE operation of transmittingScheduling Request (SR) in the primary set and non-primary set accordingto another embodiment of the present invention.

FIG. 16 is a flowchart illustrating the UE operation when the SchedulingRequest (SR) transmission has failed according to an embodiment of thepresent invention.

FIG. 17 is a block diagram illustrating a configuration of the UEaccording to an embodiment of the present invention.

FIG. 18 is a block diagram illustrating an eNB according to anembodiment of the present invention.

MODE FOR THE INVENTION

Detailed description of well-known functions and structures incorporatedherein may be omitted to avoid obscuring the subject matter of thepresent invention. Exemplary embodiments of the present invention aredescribed with reference to the accompanying drawings in detail. Priorto the description of the present invention, the LTE system and carrieraggregation are explained briefly.

FIG. 1 is a diagram illustrating the architecture of an LTE systemaccording to an embodiment of the present invention.

Referring to FIG. 1 , the radio access network of the mobilecommunication system includes evolved Node Bs (eNBs) 105, 110, 115, and120, a Mobility Management Entity (MME) 125, and a Serving-Gateway(S-GW) 130. The User Equipment (hereinafter, referred to as UE) 135connects to an external network via eNBs 105, 110, 115, and 120 and theS-GW 130.

In FIG. 1 , the eNBs 105, 110, 115, and 120 correspond to the legacynode Bs of the UMTS system. The eNBs allow the UE 135 to establish aradio channel and are responsible for complicated functions as comparedto the legacy node B. In the LTE system, all the user traffic includingreal time services such as Voice over Internet Protocol (VoIP) areprovided through a shared channel and thus there is a need of a devicefor scheduling data based on the state information such as bufferstates, power headroom states, and channel states of the UEs, and theeNBs 105, 110, 115, and 120 are responsible for scheduling. Typically,one eNB controls a plurality of cells. In order to secure the data rateof up to 100 Mbps, the LTE system adopts Orthogonal Frequency DivisionMultiplexing (OFDM) as a radio access technology. Also, the LTE systemadopts Adaptive Modulation and Coding (AMC) to determine the modulationscheme and channel coding rate in adaptation to the channel condition ofthe UE. The S-GW 130 is an entity to provide data bearers so as toestablish and release data bearers under the control of the MME 125. TheMME 125 is responsible for mobility management of UEs and variouscontrol functions and may be connected to a plurality of eNBs.

FIG. 2 is a diagram illustrating a protocol stack of the LTE systemaccording to an embodiment of the present invention.

Referring to FIG. 2 , the protocol stack of the LTE system includesPacket Data Convergence Protocol (PDCP) 205 and 240, Radio Link Control(RLC) 210 and 235, Medium Access Control (MAC) 215 and 230, and Physical(PHY) 220 and 225. The PDCP 205 and 240 is responsible for IP headercompression/decompression, and the RLC 210 and 235 is responsible forsegmenting the PDCP Protocol Data Unit (PDU) into segments inappropriate size for Automatic Repeat Request (ARQ) operation. The MAC215 and 230 is responsible for establishing connection to a plurality ofRLC entities so as to multiplex the RLC PDUs into MAC PDUs anddemultiplex the MAC PDUs into RLC PDUs. The PHY 220 and 225 performschannel coding on the MAC PDU and modulates the MAC PDU into OFDMsymbols to transmit over radio channel or performs demodulating andchannel-decoding on the received OFDM symbols and delivers the decodeddata to the higher layer.

FIG. 3 is a diagram illustrating the concept of intra-eNB carrieraggregation.

Referring to FIG. 3 , an eNB transmits and receives signals throughmultiple carriers across a plurality of frequency bands. For example,the eNB 305 can be configured to use the carrier 315 with centerfrequency f1 and the carrier 310 with center frequency f3. If carrieraggregation is not supported, the UE 330 has to transmit/receive datausing one of the carriers 310 and 315. However, the UE 330 having thecarrier aggregation capability can transmit/receive data using both thecarriers 310 and 315. The eNB can increase the resource amount to beallocated to the UE with the carrier aggregation capability inadaptation to the channel condition of the UE so as to improve the datarate of the UE 330. The technique of aggregating the downlink and uplinkcarriers respectively for transmission and reception at one eNB isreferred to as intra-eNB carrier aggregation. In any case, however,there may be a need of aggregating the downlink/uplink carriers ofdifferent eNBs.

FIG. 4 is a diagram illustrating the inter-eNB carrier aggregationaccording to an embodiment of the present invention.

In the exemplary case of FIG. 4 , the first eNB 405 uses the carrier 410with center frequency f1 for transmission/reception, and the second eNB415 uses the carrier 420 with center frequency f2 fortransmission/reception. If the downlink carrier 410 with the centerfrequency f1 and the downlink carrier 420 with the center frequency f2are aggregated, this means that carriers transmitted by more than oneeNB are aggregated for one UE. This is referred to as inter-eNB CarrierAggregation (CA) in the present invention.

The terms used frequently in the present invention are describedhereinafter.

Assuming that a cell is configured to operate on one downlink carrierand one uplink carrier in the conventional concept, the carrieraggregation can be understood as if the UE communicates data viamultiple cells. The carrier aggregation increases the peak data rate inproportion to the number of aggregated carriers.

In the following description, if a UE receives data through a certaindownlink carrier or transmits data through a certain uplink carrier,this means to receive or transmit data through control and data channelsprovided in cells corresponding to center frequencies and frequencybands characterizing the carriers. In the present Invention, carrieraggregation may be expressed as configuring a plurality of serving cellswith the use of terms such as primary cell (PCell), secondary cell(SCell), and activated serving cell. These terms are used as they are inthe LTE mobile communication system and specified in TS36.331 andTS36.321 (December, 2011).

In the present invention, the serving cells controlled by the same eNBare defined as a set of serving cells. The set may is classified intoone of a primary set and a non-primary set. The primary set is the setof serving cells controlled by the eNB controlling the PCell (primaryeNB), and the non-primary set is the set of serving cells controlled bythe eNB not controlling the PCell (non-primary eNB). The eNB maynotifies the UE whether a serving cell belongs to the primary set ornon-primary set in the process of configuring the corresponding servingcell. One UE can be configured with one primary set and one or morenon-primary set.

In the following description, the terms ‘primary set’ and ‘non-primaryset’ may be substituted by other terms to help understanding. Forexample, the terms ‘primary set,’ ‘secondary set,’ ‘primary carriergroup,’ and ‘secondary carrier group’ may be used. Even in such a case,however, it should be notice that although the terms are different butused in the same meaning.

FIG. 5 is a signal flow diagram illustrating the operations of the UEand the eNB for configuring a SCell belonging to the primary setaccording to an embodiment of the present invention.

Referring to FIG. 5 , in the mobile communication system made up of theUE 505, the first eNB 515, and the second eNB 510; the first, second,and third cells are controlled by the first eNB 515, and the fourth andfifth cells are control by the second eNB 510. Suppose that the PCell ofthe UE is the first cell and the first eNB 515 configures the secondcell as an additional SCell to the UE 505. In the following description,the eNB 515 controlling the PCell, i.e. the primary set, is referred toas serving eNB. The eNB 510 which is not the serving eNB 515 andcontrols the serving cell of the UE is referred to as drift eNB. Thatis, the eNB 515 controlling the serving cells of the primary set is theserving eNB 515, and the eNB 510 controlling the serving cells of thenon-primary set is the drift eNB 510. The serving eNB 515 and the drifteNB 510 may be referred to as the primary eNB 515 and non-primary eNB510, respectively.

The serving eNB 515 sends the UE a control message called RRC ConnectionReconfiguration including the information on the SCell to be added newlyto the UE at step 520. The SCells to be added newly are managed by theserving eNB 515 directly and informations thereon, as shown in table 1,are included in the control message.

TABLE 1 Description sCellIndex-r10 Serving cell identifier of an integerwith a predetermined size. Used in updating information on thecorresponding serving cell in the future. cellIdentification-r10Information for use in identifying the serving cell physically andcomposed of downlink center frequency and Physical Cell ID (PCI)radioResourceConfigCommonSCell-r10 Information on radio resource ofservice cell, e.g. downlink bandwidth, downlink Hybrid ARQ (HARQ)feedback channel configuration information, uplink center frequencyinformation uplink bandwidth information.radioResourceConfigDedicatedSCell-r10 Information on UE-specificresource allocated in the serving cell, e.g. channel quality measurementreference signal structure information and inter-carrier schedulingconfiguration information. Timing Advance Group (TAG) informationInformation indicating TAG to which UE belongs. For example, it may becomposed of TAG id and Timing Advance (TA) timer. If the UE belongs toP-TAG, this information may not be signaled.

The Timing Advance Group (TAG) is a set of the serving cells sharing thesame uplink transmission timing. A TAG is classified into one of PrimaryTAG (P-TAG) and Secondary TAG (S-TAG). The P-TAG includes the PCell, andS-TAG includes SCells without PCell). If a certain serving cell belongsto a certain TAG, this means that the uplink transmission timing of theserving cell is identical with those of the other serving cellsbelonging to the TAG and whether the uplink synchronization is acquiredis determined by means of the Timing Advance (TA) timer of the TAG. Theuplink transmission timing of a certain TAG is set through a randomaccess process in a serving cell belonging to the TAG and maintainedwith the receipt of TA command. The UE starts or restart the TA timer ofthe corresponding TAG whenever the TA command for the corresponding TAGis received. If the TA timer expires, the UE determines that the uplinktransmission synchronization of the corresponding TAG has broken andthus suspends uplink transmission until the next random access occurs.

The UE 505 sends a response message in reply to the control message atstep 525. The UE 505 establishes forward/downlink synchronization withthe second cell, i.e. serving cell 1, at step 530. The forward/downlinkis of transmitting from the eNB to the UE, and the reverse/downlink isof transmitting from the UE to the eNB. In the present invention, theterms are used interchangeably. If the downlink synchronization isestablished in a certain cell, this means that the synchronizationchannel of the cell is acquired so as to check the downlink frameboundary.

The serving eNB 515 may send the UE 505 a command to activate the SCell1 at a certain time when determined that the UE has completed theconfiguration of the SCell 1 at step 535. The SCell 1 activation commandmay be Activate/Deactivate MAC Control Element (A/D MAC CE) as a MAClayer control command. The control command is structured in the form ofa bitmap of which the first bit corresponds to the SCell 1, the secondbit to SCell 2, and the n^(th) bit to SCell n. The bitmap may be thesize of 1 byte. In this case, 7 indices, i.e. from 1 to 7, are used insuch a way of mapping the second Least Significant Bit (LSB) to theSCell 1, the third LSB to SCell 2, and the last LSB or the MostSignificant Bit (MSB) to SCell 7, without use of the first LSB.

The UE 505 starts monitoring the physical control channel (carryingPhysical Downlink Control Channel (PDCCH) and uplink/downlinktransmission resource allocation information) of the SCell after theelapse of a predetermined period from the receipt of the SCell 1activation command at step 535. If the SCell has been acquiredsynchronization and belonged to a TAG already, the downlink/uplinktransmission starts since then. That is, if the downlink transmissionresource allocation information is received on the PDCCH, the UEreceives downlink data but ignores the uplink transmission resourceinformation although it has bene received. If the SCell belongs to anon-synchronized TAG, the UE waits for the receipt of ‘random accesscommand’ on PDCCH in a SCell belonging to the TAG. The random accesscommand is a value of a predetermined field of the uplink transmissionresource allocation information to instruct the UE 505 to transmit apreamble in a serving cell. The Carrier Indicator Field of the randomaccess command may carry the identifier of the serving cell for preambletransmission. The random access command instructing transmission ofrandom access preamble is received from the serving cell 1 at step 540.As shown in FIG. 5 , the CIF may indicate the serving cell 1 forpreamble transmission.

The UE 505 monitors PDCCH of the PCell to receive Random Access Response(RAR) in reply to the preamble after transmitting the preamble throughthe SCell 1 at step 545. The RAR may include TA command and othercontrol information. If the preamble is transmitted by the serving eNB515, it is likely to be efficient to send the response in replay to thepreamble through the PCell in various aspects. For example, since theRAR is received only through the PCell, it is possible to reduce thePDCCH monitoring load of the UE. Accordingly, the UE 505 monitors thePDCCH of the PCell to receiving RAR at step 550. If a valid responsemessage is received in reply to the preamble, the UE 505 assumes that itis possible to transmit uplink signal transmission after the elapse of apredetermined period from that time point. For example, if the valid RARis received at the subframe n, it is determined that the uplinktransmission is possible from the subframe (n+m).

FIG. 6 is a signal flow diagram illustrating the operations of the UEand the eNB for configuring a SCell belonging to a non-primary setaccording to an embodiment of the present invention.

At step 620, the serving eNB 615 determines to add a SCell to the UE 605at a certain time point. Particularly if the UE is located in the areaof a cell controlled by the second eNB 610, the serving eNB 615determines to add the cell controlled by the second eNB 610 as a SCelland sends the second eNB 610 a control message at step 625. The controlmessage may include the information indicating that the second eNB 610is not identical with the first eNB 615. Here, the second eNB 610 whichis not identical with the serving eNB 615 and controls the serving cellof the UE is referred to as drift eNB (DENB) 610. The control messagemay include the information as shown in table 2.

TABLE 2 Name Description SCell id Information related to identifiers ofSCells to be information configured by the drift eNB. Formed with one ormore sCellIndex-r10. Determined by the serving cell and notified to thedrift eNB to prevent the identifier in use by the serving eNB from beingreused. The ranges of SCell id used by the serving eNB and the drift eNBmay be defined separately. For example, SCell ids 1~3 may be defined inadvance for use in serving eNB while SCell ids 4~7 for use in drift eNB.TAG id Information related to identifier of TAG to be informationconfigured by the drift eNB. Defined by the serving eNB and notified tothe drift eNB to prevent the identifier in used by the serving eNB frombeing reused. UL scheduling Include priority informations of logicalchannels and information logical channel group information configured tothe UE. The drift information interprets the UE buffer state reportinformation and performs uplink scheduling using this information.Inform on It is preferred that the drift eNB processes the servicebearer to requiring large amount data transmission/reception, e.g. beoffloaded FTP download. The serving eNB determines the bearer to beoffload to the eNB among the bearers configured to the UE and sends thedrift eNB the information on the bearer to be offloaded, e.g. DRBidentifier, PDCP configuration information, RLC configurationinformation, required QoS information. Call accept The serving eNBprovides the drift eNB with reference control information for use indetermining whether to accept information SCell add request. Forexample, this information may include required data rate, expecteduplink data amount, and expected downlink data amount.

If a SCell add request control message is received at step 625, thedrift eNB 610 determines whether to accept the request in considerationof the current load status at step 627. If it is determined to acceptthe SCell add request, the drift eNB 610 sends the serving eNB 615 aSCell add accept message at step 630. At this time, the drift eNB 610generates a control message including the information as shown in table3 and transmits the control message to the serving eNB 615.

TABLE 3 Name Description SCellToAddMod Information related to SCellsconfigured by the drift eNB as follows. sCellIndex-r10,cellIdentification-r10, radioResourceConfigCommonSCell-r10,radioResourceConfigDedicatedSCell-r10, TAG-related information PUCCH Atleast one of SCells belonging to the non-primary set information isconfigured with Physical Uplink Control Channel for PUCCH (PUCCH).Uplink control information such as HARQ SCell feedback, Channel StatusInformation (CSI), Sounding Reference Signal (SRS), and SchedulingRequest (SR) may be transmitted. Hereinafter, the SCell in which PUCCHis transmitted is referred to as PUCCH SCell. The PUCCH SCell identifierand PUCCH configuration information are the sub-informations of thisinformation. Information Logical channel (or logical tunnel) for use indata for data exchange between the serving eNB and drift eNB. forwardingMay include GPRS Tunnel Protocol (GTP) tunnel identifier for downlinkdata exchange and GTP tunnel identifier for uplink data exchange. UEidentifier C-RNTI for use by UE in SCells of non-primary set.Hereinafter, referred to as C-RNTI_NP Bearer Configuration informationon the bearer to be configuration offloaded. May include list of bearersaccepted to be information offloaded and per-bearer configurationinformation. If the bearer configurations are identical, it is possibleto include only the list of bearers accepted.

If the control message is received at step 630, the serving eNB 615generates an RRC control message instructing the UE 605 to add a servingcell at step 635. The RRC control message may include the information asshown in table 4.

TABLE 4 Name Description SCellAddMod This may include the informationtransmitted from the drift eNB to the serving eNB as it was. That is,this is identical with SCellAddMod in table 3. The SCellAddMod isincluded per SCell and is sub- information of SCellAddModList. PUCCHThis may include the information transmitted from the information drifteNB to the serving eNB as it was. That is, this is for PUCCH identicalwith PUCCH information for PUCCH SCell in SCell table 3. Non-primaryThis is the information on the SCells belonging to the SCell Listnon-primary set among the SCells to be configured. This may be theidentifiers of the SCells or the TAGs belonging to the non-primary set.UE identifier This is C-RNTI for use by the UE in the serving cell ofthe non-primary set. Offload bearer This is the information on thebearers to be processed by information the drift eNB. This is theinformation on the bearers to be transmitted/received through theserving cells of the non- primary set in view of the UE and, if thebearer lists and bearer configurations are different, may include bearerconfiguration information.

The RRC control message of step 635 may include the configurationinformation of a plurality of SCells. The serving cells of the primaryand non-primary sets may be configured together. For example, if thesecond to fifth cells are configured to the UE having the first cell asthe PCell, the informations thereon may be arranged in the RRC controlmessage in various orders.

FIG. 7 is a diagram illustrating a structure of the RRC control messageincluding SCell configuration information according to an embodiment ofthe present invention.

Referring to FIG. 7 , the first and second cells have the same uplinktransmission timing and forms the P-TAG, the third cell forms the S-TAT1, and the fourth and fifth cells form the S-TAG 2.

The RRC control message may include SCellToAddModList 705. TheSCellToAddModList may include SCellToAddMod 710 for the second cell,SCellToAddMod 715 for the third cell, SCellToAddMod 720 for the fourthcell, and SCellToAddMod 725 for the fifth cell.

The SCellToAddMod 710, 715, 720, and 725 may include specificinformation or not depending on the characteristic of the correspondingSCell.

If the SCell belongs to the P-TAG, i.e. if it has the same uplinktransmission timing as the PCell, the corresponding SCellToAddMod maynot include the information on the TAG. For example, the SCellToAddMod710 for the second cell does not include the information on the TAG. TheSCellToAddMod 715, 720, and 725 for the SCells belonging to the restnon-P-TAGs may include the TAG identifiers and TA timer values of theTAGs to which the corresponding SCells belong.

The information on at least one of the cells belonging to thenon-primary set may include the non-primary set information 730, e.g.non-primary set identifier and C-RNTI for use by the UE in thenon-primary set. In the example of FIG. 7 , the SCellToAddMod 720 forthe fourth cell includes the non-primary set information 730.Accordingly, whether the corresponding cell belongs to the non-primaryset can be determined based on the non-primary set information 730. Theinformation on one of the cells belonging to the non-primary setincludes PUCCH configuration information 735. In the example of FIG. 7 ,the SCellToAddMod 720 for the fourth cell includes the PUCCHconfiguration information 735.

To the SCell which belongs to the non-primary set but has no non-primaryset information, the non-primary set information of the SCell having thesame TAG id is applied. In the exemplary case of FIG. 7 , although theinformation on the fifth cell includes no non-primary set information,the UE can check that the fifth cell belongs to the non-primary setbased on the non-primary set information of the fourth cell having thesame TAG id. The UE can use the non-primary set identifier and C-RNTI ofthe fourth cell for identifying the fifth cell.

FIG. 8 is a diagram illustrating a structure of the RRC control messageincluding SCell configuration information according to anotherembodiment of the present invention.

Referring to FIG. 8 , the TAG information and non-primary setinformation may be included at a position not in the SCellToAddMod.

The RRC control message may include SCellToAddModList 805. TheSCellToAddModList may include SCellToAddMod 810 for the second cell,SCellToAddMod for the third cell, SCellToAddMod for the fourth cell, andSCellToAddMod for the fifth cell. FIG. 8 shows only the SCellToAddMod810 for the second cell for explanation convenience. The SCellToAddMod810 may include the same types of informations. That is, everySCellToAddMod may include the information such as sCellIndex-r10,cellIdentification-r10, and radioResourceConfigCommonSCell-r10.

The TAG information 815, the non-primary set information 820, and thePUCCH configuration information of PUCCH SCell 825 may be includedseparately.

The TAG information 815 may include the TAG identifiers, identifiers ofthe SCells forming the TAG, and TA timer value. As shown in FIG. 8 , theTAG information 815 may include the information 830 notifying that theTAG having the TAG identifier 1 includes the SCell 2 and that the TAtimer is set to the value t1. The TAG information 815 also may includethe information 835 notifying that the TAG having the TAG identifier 2includes the SCell 3 and SCell 4 and that the TA timer is set to thevalue t2.

The non-primary set information 820 may include the per-non-primary setidentifiers, identifiers of the serving cells included in the set, andC-RNTI for use in the corresponding set. For example, the information840 indicating that the non-primary set having the set identifier 1includes the SCell 3 and SCell 4 and uses the C-RNTI x. The primary setinformation is determined according to the following rule withoutexplicit signaling.

<Primary Set Information Determination Rule>

The serving cells belonging to the primary set include the PCell and theSCells not belonging to any non-primary set. The C-RNTI to be use in theprimary set may be the C-RNTI in use by the current PCell.

The non-primary set information 820 may include the TAG identifier otherthan the SCell identifier. This is possible under the assumption thatthe set and TAG are formed such that one TAG is not formed acrossmultiple sets. For example, the non-primary set configurationinformation 820 may include the information indicating the TAG id 2instead of the information indicating the SCell 3 and SCell 4 in orderfor the UE to determine that the SCell 3 and SCell 4 having the TAG id 2belong to the non-primary set.

The PUCCH SCell's PUCCH configuration information 825 may be made up ofnon-primary set identifier, PUCCH SCell identifier, and PUCCHconfiguration information. Each non-primary set has one PUCCH SCell. TheCSI information for the serving cells belonging to the non-primary setand HARQ feedback information may be transmitted on the PUCCH configuredto the PUCCH SCell.

Depending on the embodiment, the PUCCH SCell can be determined accordingto a predetermined rule without signaling PUCCH SCell identifierexplicitly in the PUCCH SCell's PUCCH configuration information 825. Forexample, the SCell corresponding to the first SCellToAddMod of theSCellToAddModList 805 may be assumed as the PUCCH SCell. In theembodiment of FIG. 8 , the SCell corresponding to the firstSCellToAddMod of the SCellToAddModList 805 may be determined as thePUCCH SCell. Also, the SCell having the highest or lowest SCellidentifier among the SCells of which information includes theSCellToAddMod information in the corresponding RRC control message maybe determined as the PUCCH SCell. Such an implicit determination methodcan be used under the assumption that only one non-primary set exists.

Returning to FIG. 6 , the UE 650 sends the serving eNB 615 a responsemessage at step 640 and establishes downlink synchronization with thenewly configured SCells at step 645. The UE 650 acquires System FrameNumber (SFN) of the PUCCH SCell among the newly configured SCells atstep 650. The SFN is acquired in the process of receiving the systeminformation, i.e. Master Information Block (MIB). The SFN is an integerincrementing by 1 at every 10 ms in the range of 0 to 1023. The UE 605checks the PUCCH transmission timing of the PUCCH SCell based on the SFNand PUCCH configuration information.

Afterward, the UE waits until the SCells are activated. If downlink dataor a predetermined control message instructing to activate SCell isreceived from the serving eNB 615 at step 655, the drift eNB 610 startsa procedure of activating the SCells.

The drift eNB 610 sends the UE 605 the A/D MAC CE instructing toactivate the SCell, e.g. SCell 3, at step 660 and, if the MAC CE isreceived at the subframe n, the UE 605 activates the SCell at subframe(n+m1). However, since the uplink synchronization of the PUCCH SCell isnot acquired yet at the subframe (n+m1), both the downlink and uplinktransmission/reception are not possible although the SCell has beenactivated. That is, the UE 605 monitors PDCCH of the SCell but ignoresthe downlink/uplink resource allocation signal although it is received.

The drift eNB 610 sends the UE 605 a random access command to establishuplink synchronization with the PUCCH SCell at step 665. The randomaccess command includes Carrier Indicator Field (CIF) carrying theidentifier of the serving cell for preamble transmission.

The UE 605 initiates random access procedure in the PUCCH SCell using adedicated preamble indicated in the random access command. That is, theUE 605 sends a preamble through the SCell at step 670 and monitors PDCCHto receive RAR in response thereto. If the UE transmits the preamble inthe primary set, the RAR is transmitted through the PCell. Otherwise ifthe preamble is transmitted in the non-primary set, the UE monitorsPDCCH of the SCell in which the preamble has been transmitted or thePUCCH SCell to receive RAR. This is because there is a need of extrainformation exchange between the drift eNB 610 and the serving eNB 615to process the RAR in the PCell. The RAR may be received with the C-RNTIto be used by the UE 605 in the non-primary set. It is more efficient totransmit the response message with the C-RNTI because the UE 605 alsohas been allocated the C-RNTI and there is no probability ofmalfunctioning caused by collision due to the use of the dedicatedpreamble (i.e. since the eNB knows the UE to which the RAR has to betransmitted based on the dedicated preamble). If the valid responsemessage is received through the SCell in which the preamble has beentransmitted or the PUCCH SCell, the UE 605 adjusts the uplinktransmission timing of the PUCCH SCell and the TAG to which the PUCCHSCell based on the TA command of the response message and activatesuplink at a predetermined time point. If the valid TA command or thevalid random access response message is received at the subframe n, thepredetermined timing becomes the subframe (n+m2). Here, m2 is apredetermined integer.

FIG. 9 is a flowchart illustrating a random access procedure forinter-eNB carrier aggregation mode according to an embodiment of thepresent invention.

Referring to FIG. 9 , the UE 905 performs a random access procedure forvarious reasons. The UE 905 may transmit the preamble in the PCell 910or SCell 915 of the primary set or the PUCCH SCell 920. The subsequentprocess is determined depending on the type of the serving cell in whichthe preamble has been transmitted. Detailed description thereon ishereinafter.

The UE 905 without RRC connection selects the first cell 910 among aplurality of available cells according to a predetermined rule at step920. The system information is provided to a plurality of unspecific UEsby means of the control message, i.e. System Information Block (SIB).The SIB2 may include the following informations necessary for the UE 905to perform random access in the corresponding cell.

The following informations are related to random access.

-   -   Maximum number of preamble transmissions (preambleTransMax):        This is the maximum number of preamble transmissions before        starting a predetermined operation while the UE performs the        random access operation. The predetermined operation may be RRC        Connection Reestablishment. The eNB sets preambleTransMax to an        appropriate value so as to prevent preamble transmission from        being repeated infinitely.    -   random access response window size (ra-ResponseWindowSize): The        random access response window (ra-window) is a time period for        monitoring PDCCH to receive the RAR at the UE which has        transmitted the preamble. If no valid RAR is received before the        expiry of the ra-window, the UE retransmit the preamble.    -   random access transmission resource information: This includes        information on the subframe capable of carrying the preamble        transmitted by the UE, frequency resource information, and        preamble format information.

The UE 905 takes an action required for the UE without RRC connection(i.e. UE in idle state) in the first cell 910, e.g. action of monitoringthe paging channel and measuring neighbor cells. If RRC connection setupnecessity occurs at a certain time point (e.g. if the UE 905 receivespaging or data or control message to be transmitted by the UE 905occurs) at step 925, the UE 905 performs RRC connection setup procedurewith the first cell 910. In the RRC connection setup procedure, aSignaling Radio Bearer (SRB) for RRC control message exchange between UEand eNB and Data Radio Bearer (DRB) for user data exchange between UEand eNB are configured, and the UE 905 and the eNB uplink and downlinkdata using the radio bearers.

If the random access is triggered by a certain reason at a certaintiming, e.g. if the eNB instructs the UE 905 to initiate random accessor if the UE 905 needs to request the eNB for transmission resource, atstep 935; the UE 905 determines the time period for transmitting thepreamble based on the random access-related information acquired fromthe SIB 2 at step 920 and transmits the preamble at step 940. The UE 905transmits the preamble at uplink subframe n and starts the ra-window atdownlink subframe n+m. The UE 905 monitors to receive the responsemessage during the timer period defined as ra-window. Here, m is a valuedefined in the standard, e.g. 2 or 3. The UE 905 monitors to determinewhether the identifier mapped to the transmission resource used fortransmitting the preamble is allocated and, if the identifier isscheduled, receives the RAR at step 945 to check whether the identifiermapped to the transmitted preamble is included in the header of the dataat step 945. If the identifier mapped to the preamble transmitted by theUE 905 is included in the header of the data, the UE 905 memorizesuplink transmission resource allocation information (UL grant),Transmission Power Control (TPC), and UL Timing Advance (TA).

Depending on the embodiment, if no valid RAR message is received duringthe ra-window, the UE 905 retransmits the preamble. The number ofpreamble retransmission is limited by preambleTransMax and, if therandom access is not completed even though the preamble has beentransmitted as many as preambleTransMax, determines any problem hasoccurred in uplink and thus initiates RRC connection reestablishmentprocedure.

The UE applies the UL grant, TPC, and TA included in the valid RARmessage to the uplink transmission in the first serving cell at step950. The UE adjusts the transmission start time of the uplink subframe nof the first serving cell to precede the start time (start boundary) ofthe downlink subframe of the first serving cell as much as TA, increasesor decreases the uplink transmit power of the first serving cell as muchas indicated by the TPC, and selects the transmission resource of thefirst serving cell as the resource for the uplink transmission. Next,the UE performs uplink transmission in the serving cell 910 throughwhich the RAR has been received at step 955. The UE 905 selects theserving cell 910 through which the RAR has been received as the firstserving cell 910.

In the situation where carriers are not aggregated, where only oneserving cell having uplink exists although the carriers are aggregated,or where only one cell allowed for random access exists although pluralserving cells having uplink, the UE 905 selects the cell 910 throughwhich the RAR has bene received as the serving cell to apply theinformation carried in the RAR.

The UE 905 performs Physical Uplink Shared Channel (PUSCH) transmissionby applying the UL grant of the RAR in the first cell 910 at step 955.Typically, synchronous HARQ process is applied to the PUSCHtransmission. If an HARQ NACK is received in the synchronous HARQtransmission process, retransmission is performed using the sametransmission resource as before. The UE 905 may perform HARQtransmission maxHARQ-Tx times and, if HARQ transmission fails even afterattempts of maxHARQ-Tx times, stops PUSCH transmission. The maxHARQ-Txis set to prevent the PUSCH transmission for one MAC PDU from beingrepeated infinitely and determined depending on how the eNB schedulerhas considered the channel condition of the UE 905 and delay sensibilityof the service configured to the UE 905. Total 5 types of maxHARQ-Txparameters can be provided to the UE 905.

-   -   First maxHARQ-Tx: This is a parameter acquired by the UE through        systeminformationblock2 of the serving cell.    -   Second maxHARQ-Tx: This is a parameter acquired by the UE        through a dedicated RRC control message such as        RRCConnectionSetup message in the RRC connection setup procedure        with the PCell.    -   Third maxHARQ-Tx: This is a parameter acquired through a        dedicated control message such as RRCConnectionReconfiguration        message in the procedure of adding SCell of the primary cell        configured with uplink.    -   Fourth maxHARQ-Tx: This is a parameter acquired through a        dedicated RRC control message such as        RRCConnectionReconfiguration message in the procedure of adding        a non-primary set cell, e.g. PUCCH cell, and applied to the        PUSCH transmission fulfilling a predetermined condition. The        predetermined condition may be of PUSCH transmission related to        the preamble selected by the UE.    -   Fifth maxHARQ-Tx: This is a parameter acquired through a        dedicated RRC control message such as        RRCConnectionReconfiguration message in the procedure of adding        a non-primary set SCell, e.g. PUCCH SCell, and applied to the        PUSCH transmission fulfilling a predetermined condition. The        predetermined condition may be of PUSCH transmission related to        the dedicated preamble (preamble indicated by the eNB but not        selected by the UE) or normal PUSCH transmission other than the        PUSCH transmission related to the random access procedure.

If the preamble transmitted at step 940 is the dedicated preamble, theUE 905 performs PUSCH transmission by applying the second maxHARQ-Tx atstep 955. Otherwise if the preamble transmitted at step 940 is therandom preamble selected by the UE 905, the UE 905 performs PUSCHtransmission by applying the first maxHARQ-Tx. If the dedicated preamblehas been used, this means that the eNB has known the UE 905 at the timewhen the PUSCH has been transmitted and, otherwise if the randompreamble has been used, this means that the eNB has not known the UE 905at the time when the PUSCH has been transmitted. The UE 905 applies thethird maxHARQ-Tx when transmitting PUSCH based on the UL grant acquiredin the random access procedure of the primary set SCell. In the case oftransmitting PUSCH based on the UL grant for the non-primary set SCellor the UL grant acquired in the random access procedure of the PUSCHSCell, if the transmitted preamble is the random preamble, the UE 905applies the fourth maxHARQ-Tx and, otherwise if the transmitted preambleis the dedicated preamble, the fifth maxHARQ-Tx. The second maxHARQ-Txand the third maxHARQ-Tx may have the same value. The maxHARQ-Tx is alsoapplied to the normal PUSCH transmission as well as the PUSCHtransmission in the random access procedure. The UE may operate asfollows in transmitting the PUSCH through a certain serving cell.

If a PUSCH transmission time arrives in a certain serving cell, the UEoperates to determine the maxHARQ-Tx to be applied.

-   -   If the PUSCH transmission is triggered by the UL grant of the        RAR received in the PCell and if the random access preamble is        transmitted in the PCell, maxHARQ-Tx 1 is applied.    -   If the PUSCH transmission is triggered by the UL grant of the        RAR received in the PCell and if the dedicated preamble is        transmitted in the PCell, maxHARQ-Tx 2 is applied.    -   If the PUSCH transmission is triggered by the UL grant of the        RAR received in the PCell and if the preamble is transmitted in        the SCell, maxHARQ-Tx 2 is applied.    -   If the PUSCH transmission is triggered by the UL grant of the        RAR received in the SCell and if the random preamble is        transmitted in the SCell, maxHARQ-Tx 4 is applied.    -   If the PUSCH transmission is triggered by the UL grant of the        RAR received in the SCell and if the dedicated preamble is        transmitted in the SCell, maxHARQ-Tx 5 is applied.    -   If the PUSCH transmission is triggered by normal UL grant (i.e.        UL grant received through PDCCH) and for PCell, maxHARQ-Tx 2 is        applied.    -   If the PUSCH transmission is triggered by normal UL grant (i.e.        UL grant received through PDCCH) and for primary set SCell,        maxHARQ-Tx 2 is applied (i.e. maxHARQ-Tx identical with that        applied to PUSCH transmission in PCell is applied).    -   If the PUSCH transmission is triggered by normal UL grant (i.e.        UL grant received through PDCCH) and for non-primary set SCell,        maxHARQ-Tx 5 (i.e. maxHARQ-Tx different from that applied to        PUSCH transmission in PCell) is applied.

The UE 905 performs downlink data reception and uplink data transmissionwith the first cell 910.

If the data amount of the UE 905 increases, the eNB controlling thefirst cell 910 may determines to add a SCell to the UE 905 so as toincrease the data rate. The eNB determines to add a primary set SCell915 to the UE at step 960.

If the location of the transmission/reception device of the SCell 915 tobe added newly differs from the location of the transmission/receptiondevice of the PCell 910, e.g. if the PCell 910 is a macro cell and ifthe SCell 915 is an cell formed with an RRH, the eNB provides the UE 905with the SCell configuration information along with the informationnecessary for performing random access in the SCell 915 at step 965. Atthis time, the random access-related information for use in the SCell915 is provided partially other than wholly so as to be used along withthe information used in the PCell 910. For example, the preambleTransMaxand random access transmission resource information for use in the SCell915 are provided to be used along with the ra-ResponseWindowSize used inthe PCell 910. The preambleTransMax and random access transmissionresource information are the parameters for use in controlling preambletransmission and set preferably to the values dedicated to the servingcell in which the preamble is to be transmitted. Whereas, thera-ResponseWindowSize is associated with the serving cell through whichthe RAR is to be received other than the serving cell through which thepreamble has bene transmitted and thus set preferably to the valuedefined in the PCell 910. For explanation convenience, thepreambleTransMax of the primary set SCell 915 is referred to aspreambleTransMax2.

The UE 905 receives a PDCCH order instructing to initiate random accessfrom the SCell 915 as the second cell at step 970. The PDCCH order is acommand instructing the UE 905 to initiate random access procedure in apredetermined serving cell and specified in TS36.211 in detail. ThePDCCH order is transmitted in Downlink Control Information (DCI) format1A, and CRC is scrambled with the C-RNTI of the corresponding UE. Eachfiled is coded as shown in table 5.

TABLE 5 PDCCH field Size (bit) value Flag for 1 1 format0/format1Adifferentiation Localized/Distributed 1 0 VRB assignment flag RBassignment 5~13 all 1 Preamble index 6 Index of preamble to be used byUE in random access procedure PRACH mask index 4 PRACH mask index to beapplied to random access procedure remaining 3 or 4 all 0

Upon receipt of the PDCCH order at subframe [n], the UE 905 applies thepreamble indicated by means of the preamble index to transmit thepreamble in the second cell 915 at subframe [n+x1]. The subframe numberx1 is an integer greater than a predetermined x and is a valuecorresponding to the first valid PRACH occasion since [n+x]. x denotesthe time required for the UE to take an action for transmitting thepreamble and is set to a relatively large value in consideration of alow-end UE having low processing capability. This parameter is set to 6in the current standard. The valid PRACH occasion denotes the PRACHoccasion allowed for the UE to transmit preamble among the PRACHoccasions defined based on the PRACH configuration information and isdetermined based on the PRACH mask index. The PRACH mask index has beenspecified in TS36.321.

After transmitting the random access preamble in the SCell, the UE 905monitors the PDCCH of the PCell 910 to determine whether RAR is receivedduring the ra-window. Here, the window size may be set to thera-ResponseWindowSize of the PCell 910 which has been acquired at step920.

Typically, if the preamble has been transmitted through a SCell, it isintuitive to receive the RAR through the SCell. The RAR is addressed toa specific identifier called RA-RNTI unlike the user data. Accordingly,in order to receive the RAR in the SCell, the UE has to monitor toreceive the RA-RNTI as well as C-RNTI in the SCell, and this causes aproblem of increasing complexity of the UE 905. However, if the RARreception is restricted to the PCell, it is necessary just to monitor toreceive the C-RNTI in the SCell, resulting in avoidance of increase ofthe complexity of the UE. Accordingly, although the UE 905 hastransmitted the preamble in the SCell 915 at step 975, the UE 905monitors the PDCCH to receive the RAR transmitted with the RA-RNTI ofthe PCell 910 during the ra-window defined as ra-ResponseWindowSize forthe PCell 910. If no valid RAR is received, the UE 905 retransmits thepreamble in the SCell 915. If it fails completing the random access evenafter a predetermined number of retransmission attempts, the UE 905 stoptransmitting preamble so as to prevent uplink transmission from beingperformed.

If a valid RAR is received through the PCell 910 at step 980, the UE 905applies the UL grant, TPC, and TA included in the valid random accessresponse message to the uplink transmission in the second serving cell915 at step 985. The second serving cell 915 is the serving cell 915through the UE has transmitted the preamble other than the serving cell910 through which the RAR has been received. The UE 905 adjusts thetransmission start time of uplink subframe n to precede the start time(start boundary) of the downlink subframe n as much as TA. The UE alsoincreases or decreases the uplink transmit power in the second cell 915as much as indicated by the TPC. The RAR may include a 3-bit TPC asshown in table 6.

TABLE 6 TPC Command Value (in dB) 0 −6 1 −4 2 −2 3 0 4 2 5 4 6 6 7 8

Typically, the TPC relates to the PUSCH transmit power control of theserving cell 910 through which the RAR has been received. However, theUE may perform random access in several cells and, if the UE hastransmitted the preamble through the SCell 915, the TPC is of PUSCHtransmit power control of the serving cell 915 through which thepreamble has been transmitted other than the serving cell 910 throughwhich the RAR has been received.

The UE 905 selects the transmission resource of the second serving cell915 as the resource for uplink transmission. Next, the UE perform uplinktransmission at step 990.

As described above, if carriers are not aggregated, if only one servingcell having uplink exists although the carriers are aggregated, or ifonly one cell allowed for random access exists although plural servingcells having uplink, the serving cell to which the information includedin the RAR is applied is the cell through which the RAR is received,i.e. the PCell 910. Otherwise if the preamble is transmitted through theSCell 915 or if the random access is performed in the SCell 915 as wellas the PCell 910, and if information included in the RAR is applied tothe cell 910 through which the RAR has been received, the goal of therandom access procedure may not be achieved. The UE 905 which has oneserving cell allowed for random access maintains its operation becausethe convention operation of applying the information included in the RARto the serving cell through which the RAR has been received, but the UE905 having multiple serving cell allowed for random access applies theinformation included in the RAR to the serving cell 915 through whichthe preamble has been transmitted instead of applying the informationincluded in the RAR to the serving cell 910 through which the RAR hasbeen received. That is, if the RAR is received in response to thepreamble, the UE 905 having a plurality cell allowed for performingrandom access applies the TA, TPC, and UL grant included in the RAR tothe serving cell 915 through which the preamble has been transmittedother than the serving cell 910 through which the RAR has been received.

The UE 905 performs Physical Uplink Shared Channel (PUSCH) transmissionin the second cell 915 by applying the UL grant of the RAR at step 990.At this time, the UE 905 controls the PUSCH transmission by applying thethird maxHARQ-Tx or the second maxHARQ-Tx acquired at step 965.

The eNB determines to configure the cell 917 of the non-primary set tothe UE 905 at step 992. The serving eNB performs a predeterminedprocedure with the drift eNB and transmits the control information forconfiguring the SCell 917 of the primary set to the UE 905 at step 994.The non-primary set SCell 917 may be a PUCCH SCell. The controlinformation may be transmitted to the UE through the RRC ConnectionReconfiguration message. The control message may be configured as shownin table 4 or FIG. 7 or 8 and may include the information such aspreambleTansMax3, ResponseWindowSize2, non-primary set information, thefourth maxHARQ-Tx, and the fifth maxHARQ-Tx. Here, the non-primary setinformation may include an indicator indicating that the eNB to whichthe SCell 917 belongs differs from the eNB to which the PCell 915belongs.

As aforementioned, the random access information of the SCell is defineddifferently for the primary set and the non-primary set. The randomaccess-related information is summarized in table 7.

TABLE 7 Random access-related information Primary set SCellpreambleTansMax2, third maxHARQ-Tx Non-primary set SCellpreambleTansMax3, ResponseWindowSize2, fourth maxHARQ-Tx, fifthmaxHARQ-Tx

The UE 905 transmits the preamble using predetermined frequency/timeresource of the PUCCH SCell 917 at a predetermined time point at step996.

After transmitting the random access preamble in the PUSCH SCell 917,the UE 905 monitors PDCCH of the PUCCH SCell 917 to determine whether anRAR is received during the ra-window having a size determined based onthe ResponseWindowSize2 at step 997. Since the PCell 910 and PUCCH SCell917 are controlled by different eNBs, it is inefficient to receive theresponse message through the PCell 910 in response to the preambletransmitted through the PUCCH SCell 917. Accordingly, when the preamblehas been transmitted through a SCell, if the SCell is a primary setSCell 915, the UE 910 attempts receipt of the random access responsemessage through the PCell 910 and, if the SCell is the PUCCH SCell 917,attempts receipt of the random access message through the correspondingcell 917. If no valid RAR is received through the PUCCH SCell 917, theUE retransmits the preamble through the PUCCH SCell 917. If it fails tocomplete the random access procedure even after a predetermined numberof retransmission attempts, the UE 905 stops transmitting the preambleand takes a predetermined action. The predetermined number ofretransmissions is equal to the preambleTransMax3.

If the valid RAR is received through the PUCCH SCell 917 at step 997,the UE 905 applies the UL grant, TPC, and TA included in the valid RARto the uplink transmission through the serving cell 917 at step 998. Theserving cell 917 is the serving cell through which the RAR has beenreceived, i.e. the PUCCH SCell 917. The UE 905 adjusts the transmissionstart time of uplink subframe n to precede the start time (startboundary) of the downlink subframe n as much as TA. The UE alsoincreases or decreases the uplink transmit power in the PUCCH SCell 917as much as indicated by the TPC.

The UE 905 selects the transmission resource of a predetermined servingcell, i.e. PUCCH SCell 917, for uplink transmission. The UE performsuplink transmission at step 999.

FIG. 10 is a flowchart illustrating the UE operation for random accessaccording to an embodiment of the present invention.

Referring to FIG. 10 , the UE acquires the random access-relatedinformation at step 1005. There is the random access-related informationas follows.

That is, the UE may acquire the random access-related information suchas PCell random access transmission resource information (PCellprach-ConfigIndex, etc.), primary set SCell random access transmissionresource information (SCell prach-ConfigIndex, etc.), non-primary setSCell (e.g. PUCCH SCell) random access transmission resource information(PUCCH SCell prach-ConfigIndex, etc.), ra-ResponseWindowSize,ra-ResponseWindowSize2, preambleTransMax1, preambleTransMax2,preambleTransMax3, maxHARQ-Tx 1, maxHARQ-Tx 2, maxHARQ-Tx 3, maxHARQ-Tx4, and maxHARQ-Tx 5.

The aforementioned informations are acquired through various controlmessages such as system information block and dedicated control messagesat various time points. For example, the PCell random accesstransmission resource information, ra-ResponseWindowSize, andpreambleTransMax1 can be acquired through the systeminformationblock2 ofthe PCell, and the maHARQ-Tx 2 through the RRC Connection Setup message.Also, the primary set SCell random access transmission resourceinformation, PUCCH SCell random access transmission resourceinformation, ra-ResponseWindowSize2, preambleTransMax2,preambleTransMax3, maxHARQ-Tx 3, maxHARQ-Tx 4, and maxHARQ-Tx 5 may beacquired through the RRC connection reconfiguration message.

The random access procedure is triggered at step 1010. For example, if ahigh priority data occurs at the UE, if the eNB commands to performrandom access, or if the UE needs to reestablish the RRC connection, therandom access procedure may be triggered.

The UE identifies the valid PRACH occasion arriving soonest using therandom access transmission resource information and transmits thepreamble at the PRACH occasion at step 1015. The preamble transmit poweris set in consideration of the downlink pathloss of the serving cellthrough which the preamble is transmitted.

The UE monitors the PDCCH of the PCell or the SCell through which thepreamble has been transmitted to receive the response message during apredetermined period in replay to the preamble at step 1020. Thepredetermined period is the ra-window. For example, if the preamble hasbeen transmitted through the PCell, the UE determines the maximum sizeof the ra-window by applying the ra-ResponseWindowSize acquired from thesystem information of the corresponding serving cell and monitors thePDCCH of the PCell during the ra-window. If the preamble has beentransmitted through the primary set SCell, the UE determines maximumsize of the ra-window by applying the ra-ResponseWindowSize acquiredfrom the system information of a predetermined serving cell notidentical with the corresponding serving cell, e.g. PCell, and monitorsthe PDCCH of the PCell during the ra-window. If the preamble has beentransmitted through the non-primary set SCell or the PUCCH SCell, the UEdetermines the maximum size of the ra-window by applyingra-ResponseWindowSize2 and monitors the PDCCH of the PUCCH SCell duringthe ra-window.

If a valid RAR is received during the ra-window, the procedure goes tostep 1030. If a valid RAR is received, this means that the UE hasdecoded the scheduling information with the RA-RNTI mapped to thetransmission resource used by the UE for transmitting the preamblethrough the PDCCH of the PCell or the PUCCH SCell during the periodspecified by the ra-window and the Random Access Preamble ID (RAPID ofthe received RAR matches that of the preamble transmitted by the UE.

The UE checks whether it is possible to retransmit the preamble and, ifpossible, retransmits the preamble at step 1025 and returns theprocedure to step 1020. Depending on the embodiment, in the PCell, ifthe number of preamble transmission times is not greater thanpreambleTransMax2, it is possible to retransmit the preamble. In thePUCCH SCell, if the number of preamble transmission times is not greaterthan preambleTransMax3, it is possible to retransmit the preamble. Theoperation in the case where the number of preamble retransmission timesis greater than a predetermined maximum allowed times is described indetail with reference to FIG. 11 later.

The UE determines whether the cell through which the preamble has beentransmitted is the PCell or a SCell at step 1030. If the preamble hasbeen transmitted through the PCell, the procedure goes to step 1035 and,otherwise, step 1047.

If the cell through which the preamble has been transmitted is thePCell, the UE applies TA to the serving cell through which the RAR hasbeen received. For example, the UE moves up the uplink subframe boundaryof the serving cell through which the RAR has been received as much asTA as compared to the downlink subframe boundary of the correspondingserving cell.

The UE configures the uplink transmit power of the serving cell throughwhich the RAR has been received using the TPC included in the RAR atstep 1040. In more detail, the UE calculates the PUCCH transmit power ofthe serving cell by accumulating the transmit power control valuesindicated by the TPC.

The UE transmits the PUSCH in uplink of the serving cell through whichthe RAR has been received by applying the UL grant included in the RARat step 1045. If the preamble transmitted at step 1015 is the dedicatedpreamble, the maxHARQ-Tx 2 is applied to the PUSCH transmission and,otherwise if the preamble transmitted at step 1015 is the randompreamble, the maxHARQ-Tx 1 is applied to the PUSCH transmission.

If it is determined that the cell through which the UE has transmittedthe preamble is a SCell at step 1030, the UE determines whether theSCell through which the preamble has been transmitted is a primary setSCell at step 1047. If the SCell is a primary set SCell, the proceduregoes to step 1050 and, otherwise if the cell is non-primary set cell,e.g. PUCCH SCell, the procedure goes to step 1065.

If the SCell through which the preamble has been transmitted is aprimary set SCell, the UE applies, at step 1050, the TA to the servingcell through which the preamble has been transmitted at step 1015 otherthan the serving cell through which the RAR has been received. That is,the UE moves up the uplink subframe boundary of the serving cell throughwhich the preamble has been transmitted as much as TA as compared to thedownlink subframe boundary of the serving cell through which thepreamble has been transmitted. The uplink transmission timing is appliedto the uplink of all the serving cells belonging to the same TAG as theserving cell through which the preamble has been transmitted. That is,the TA is applied to all of the serving cells belonging to the same TAGas the serving cell through which the preamble has been transmitted. TAGdenotes a set of one or more serving cells sharing the same uplinktransmission timing. If the serving cells belonging to one TAG share thesame uplink transmission timing, this means that the uplink transmissiontimings of the serving cells are identical with each other and theseserving cells establish or loose the uplink synchronizationsimultaneously. Also, the uplink transmission timings thereof areadjusted simultaneously. A TAG is classified into one of primary TAG andsecondary TAG. The primary TAG is the TAG including the primary cell,and the secondary TAG is the TAG composed of only the secondary cells.The primary TAG allows random access only in the primary cell while thesecondary TAG allows random access only in a predetermined secondarycell. When adding a SCell, the eNB notifies the UE whether the SCellbelongs to the primary TAG or the secondary TAG and, if it belongs tothe secondary TAG, which secondary TAG.

The UE sets the uplink transmit power of the serving cell through whichthe preamble has been transmitted at step 1015 using the TPC included inthe RAR at step 1055. In more detail, the UE calculates the PUSCHtransmit power of the serving cell by accumulating the transmit poweradjustment values indicated by the TPC.

The UE transmits PUCCH in uplink of the serving cell through which thepreamble has been transmitted by applying the UL grant included in theRAR at step 1060. At this time, the maxHARQ-Tx 3 is applied to PUSCHtransmission.

If it is determined that the SCell through which the preamble has beentransmitted is not a primary set SCell at step 1047, the UE applies theTA to the serving cell through which the RAR has been received or theserving through which the preamble has been transmitted at step 1065.

The UE sets the uplink transmit power of the serving cell through whichthe RAR has been received using the TPC included in the RAR at step1070. In more detail, the UE calculates the PUSCH transmit power of theserving cell by accumulating the transmit power adjustment valueindicated by the TPC.

The UE transmits the PUSCH in the uplink of the serving cell throughwhich the RAR has been received or the serving cell through which thepreamble has been transmitted by applying the UL grant included in theRAR at step 1075. At this time, if the preamble transmitted at step 1015is the dedicated preamble, the maxHARQ-Tx 5 is applied to the PUSCHtransmission and, otherwise if the preamble is a random preamble, themaxHARQ-Tx 4 is applied to the PUSCH transmission.

FIG. 11 is a flowchart illustrating the UE operation associated with therandom access failure according to an embodiment of the presentinvention.

In order to prevent the UE from retransmitting the preamble infinitely,a parameter called preambleTransMax can be used. As described above, aplurality of preambleTransMax can be configured to one UE, and the UEoperates differently depending on the type of the cell through which thepreamble is transmitted.

Referring to FIG. 11 , random access failure may occurs even after themaximum allowed number of preamble transmission attempts. If the randomaccess procedure is initiated, the UE initializes thePREAMBLE_TRANSMISSION_COUNTER to 1. If it is necessary to retransmit thepreamble, e.g. if no valid RAR is received during the ra-window or ifthe contention resolution fails, the UE increments thePREAMBLE_TRANSMISSION_COUNTER by 1. If the PREAMBLE_TRANSMISSION_COUNTERbecomes equal to a value acquired by adding 1 to the preambleTransMax,the UE determines that a problem has occurred in the random accessprocedure and thus takes a necessary action.

As described above, different preambleTransMax can be applied to PCell,SCell, primary set, and non-primary set. The preambleTransMax applied tothe PCell (hereinafter, referred to as preambleTransMax1) is acquiredfrom the system information of the PCell, and the PreambleTransMaxapplied to the primary set SCell (hereinafter, referred toPreambleTransMax2) is acquired from the SCell add control message, e.g.RRC connection reconfiguration message. The non-primary set SCell, e.g.PreambleTransMax applied to the PUCCH SCell (hereinafter, referred to asPreambleTransMax3) is classified into two types. The firstPreambleTransMax3 is acquired from the non-primary set SCell or PUCCHSCell add control message, e.g. RRC connection reconfiguration message.Whereas the second PreambleTransMax3 is acquired form the systeminformation of the PUCCH SCell. In association with the random access ofthe UE through the PUCCH SCell, the first PreambleTransMax3 is appliedin the initial random access procedure, and the second PreambleTransMax3is applied after the system information is acquired from the PUCCHSCell. The UE may apply the first PreambleTransMax3 for the randomaccess in the non-primary set which is not the PUCCH SCell. The firstPreambleTransMax3 of the PUCCH SCell may differ from the firstPreambleTransMax3 of the non-primary set SCell.

If a situation where the PREAMBLE_TRANSMISSION_COUNTER becomes equal tothe value acquired by adding 1 to the preambleTransMax in the PCell, thePREAMBLE_TRANSMISSION_COUNTER becomes equal to the value acquired byadding 1 to the preambleTransMax2 in the primary set SCell, or thePREAMBLE_TRANSMISSION_COUNTER becomes equal to the value acquired byadding 1 to the preambleTransMax3 in the non-primary set SCell or PUCCHSCell occurs in performing random access, the procedure goes to step1110.

The UE determines whether the serving cell through which the preamblehas been transmitted belongs to the primary set or the non-primary setat step 1110. If the cell is belongs to the primary set, the proceduregoes to step 1115 and, otherwise, step 1130.

If the serving cell through which the preamble has been transmittedbelongs to the primary set, the UE determines whether the serving cellis the PCell or SCell at step 1115. If the serving cell is the SCell,the procedure goes to step 1120 and, otherwise the serving cell is thePCell, step 1125.

If it is determined that the serving cell through which the preamble hasbeen transmitted is the SCell at step 1115, the UE performs the firstprocedure at step 1120.

Otherwise if it is determined that the serving cell through which thepreamble has been transmitted is the PCell at step 1115, the UE performsthe second procedure at step 1125.

If it is determined that the serving cell through which the preamble hasbeen transmitted belongs to the non-primary set at step 1110, the UEdetermines whether the serving cell is a PUCCH SCell at step 1130. Ifthe serving cell is the PUCCH SCell, the procedure goes to step 1140and, otherwise, step 1135.

If it is determine that that serving cell through which the preamble hasbeen transmitted is not a PUCCH SCell at step 1130, the UE performs thefirst procedure at step 1135.

Otherwise if the serving cell through which the preamble has beentransmitted is a PUCCH SCell at step 1130, the UE performs the thirdprocedure at step 1140.

If the first procedure is performed, this means that the serving cellthrough which the preamble has been transmitted, i.e. the serving cellhaving a problem in random access, is a SCell belonging to the primaryset or non-primary set SCell but not PUCCH SCell. The random accessproblem is the problem of the corresponding SCell and affects noinfluence to the PCell, PUCCH SCell, or other sets. Accordingly, the UEstops transmitting preamble and, if SRS is configured to thecorresponding SCell, the SRS too in the first procedure (at this timethe SRS transmission resource is released) without further actions.

If the second procedure is performed, this means that the serving cellthrough which the preamble has been transmitted, i.e. the serving cellhaving a problem in random access, is the PCell. If a random accessproblem has occurred, this means that there is significant informationin downlink and uplink of the PCell and thus the UE reestablishes thecurrent RRC connection. This means that the UE stops downlink/uplinkoperations in the PCell and starts the RRC connection reconfigurationprocedure. The UE takes the PUCCH SCell first in consideration as thecell to perform the RRC connection reconfiguration procedure. If the RRCconnection reconfiguration is performed, this means to select a cellhaving the downlink channel quality higher than a predeterminedthreshold to transmit the RRC connection reconfiguration requestmessage. If the eNB controlling the cell has the information on the UE,the eNB sends the UE the RRC connection reconfiguration message throughthe cell, and the UE continues communication maintaining the currentconfiguration in the cell. If it has no UE information, the eNB sendsthe UE the RRC connection reconfiguration reject message, and the UEtransitions to the idle state and initiates the RRC connection setupprocedure.

If the third procedure is performed, this means that the serving cellthrough which the preamble has been transmitted, i.e. the serving cellhaving a problem in random access, belongs to a non-primary set and thePUCCH SCell. If the serving cell through which the preamble has beentransmitted, i.e. the serving cell having a problem in random access,belongs to the non-primary set and is the PUCCH SCell, the random accesserror may cause significant problem in downlink or uplink of the PUCCHSCell and thus it is impossible to perform data transmission any longerin the corresponding non-primary set as well as the PUCCH SCell. This isbecause the PUCCH transmission is impossible in the correspondingnon-primary set. In this case, the UE may perform the third procedure.The third procedure may be composed of the following steps.

-   -   Release PUCCH transmission resource configured to PUCCH SCell    -   Deactivate SCells belonging to non-primary set    -   Generate and transmit predetermined RRC control message through        serving cell of primary set. The RRC control message includes        the information for use in identifying the non-primary set in        which the problem has occurred and the information indicating        the type of the problem (i.e. random access problem) to report        that the communication cannot be performed normally in the        non-primary set.

FIG. 12 is a flowchart illustrating the UE operation associated withexpiry of TA timer according to an embodiment of the present invention.

The time (timeAlignmentTimer, hereinafter referred to TAT) is set andruns per TAG. When the TA timer of a certain TAG expires, the UE mayoperate differently depending on whether the TAG is of primary set TATor non-primary set TAG.

The TAT (timeAlignmentTimer) of a certain TAG expires at a certain timepoint at step 1205. The TAT is set per TAG. The TAG of a TAG startsfirst in the initial random access procedure of the TAG and restartswhenever a TA command for the TAG is received. While the TAT does notrun, the uplink signal transmission is prohibited with the exception ofthe preamble transmission in the corresponding TAG. If the TAG expires,this means that no TA command has been received for the TAG during theperiod specific by the TAT.

The UE flushes the HARQ buffers of the serving cells belonging to thecorresponding TAG at step 1210. This is done to prevent non-adaptiveHARQ retransmission from being performed in the corresponding cell.

The UE determines whether the serving cells belonging to the TAG areprimary set serving cells or non-primary set serving cells at step 1215.If the serving cells are the primary set serving cells, the proceduregoes to step 1235 and, otherwise, step 1220.

If the serving cells belonging to the TAG are the non-primary setserving cells, the UE determines whether PUCCH SCell exists among theserving cells belonging to the TAG at step 1220.

If the PUCCH SCell exists among the serving cells belonging to the TAGat step 1220, the procedure goes to step 1225 to perform the firstprocedure.

If the PUCCH SCell does not exist among the serving cell belonging tothe TAG at step 1220, the procedure goes to step 1230 to perform thesecond procedure.

If the serving cells belonging to the TAG are the primary set servingcells at step 1215, the UE determines whether the corresponding TAG isP-TAG or S-TAG at step 1235.

If the corresponding TAG is the P-TAG at step 1235, the procedure goesto step 1240 to perform the third procedure.

If the corresponding TAG is the S-TAG at step 1235, the procedure goesto step 1230 to perform the second procedure.

The first procedure is taken when the serving cells of the TAG of whichTAT has expired are the serving cells of the non-primary set (when TAGis the TAG of non-primary set, or the TAG is not the TAG of the primaryset) and the PUCCH SCell exists among the cells belonging to the TAG. Inthis case, the UE stops transmitting PUCCH and SRS in the PUCCH SCelland releases the PUCCH and SRS transmission resources. The UE also stopstransmitting SRS in the rest SCells belonging to the TAG and releasesthe SRS transmission resource. For reference, if a plurality TAGs areconfigured in the non-primary set, the PUCCH SCell exists in one of theTAGs.

The second procedure is taken when the serving cells of the TAG of whichTAT has expired are the serving cells of the non-primary set and noPUCCH SCell exists among them or when the serving cells of the TAG ofwhich TAT has expired are the serving cells of the primary set and noPCell exists among them. In this case, the UE stops transmitting SRS inthe SCells belonging to the TAG and releases the SRS transmissionresource.

The third procedure is taken when the serving cells of the TAG of whichTAG has expired are the serving cells of the primary set and the PCellexists among them. In this case, the UE stops transmitting PUCCH and SRSin the PCell and releases the PUCCH and SRS transmission resources. TheUE also releases the SRS resources of the SCells belonging to the P-TAG.If Semi-Persistent Scheduling (SPS) is in use, the UE releases the SPSresource. That is, the UE releases the configured uplink grant and theconfigured downlink assignment. The SPS is a technique of allocatingtransmission resource semi-persistently to minimize the use of thetransmission resource allocation signal for the serving generating smallpackets periodically. At this time, the transmission resource allocatedonce can be used until a control signal is received or a predeterminedcondition is fulfilled for release of the resource.

FIG. 13 is a flowchart illustrating the UE operation of transmittingScheduling Request (SR) in the primary set and non-primary set accordingto an embodiment of the present invention.

A UE has to request an eNB for transmission resource in order totransmit data in uplink. The UE may request for the transmissionresource using the SR transmission resource allocated to itself or therandom access procedure. The transmission resource request using the SRtransmission resource is referred to as Dedicated-Scheduling Request(D-SR), and the transmission resource request using the random accessprocedure is referred to as Random Access-Scheduling Request (RA-SR)procedure. The SR transmission resource is allocated as a part of thePUCCH transmission resource. The PUCCH transmission resource can beallocated to the UE in the PCell or the PUCCH SCell, and the UE may beallocated one or more SR transmission resources at a certain time point.

The UE has to define the scheme of selecting the SR transmissionresource to be used. In the case that the non-primary set is configuredto the UE, it is preferred to transmit data through the non-primary setif possible. The serving cells of the non-primary cells are likely to bethe pico cells other than macro cells and, since the pico cell operateat low uplink transmit power as compared to the macro cells, it ispreferred to transmit data through the non-primary set in view of thepower consumption. FIG. 13 is directed to the method of selection SCellprior to PCell for transmitting SR, if the SR transmission resource hasbeen allocated for use in the SCell, to minimize the power consumptionof the UE.

At step 1305, Buffer Status Report is triggered at the UE. The BSR isthe control information which the UE reports its buffer state to the eNBusing one of the short BSR and long BSR formats. The BSR may carry theBuffer Status (BS) of at one and up to 4 Logical Channel Group (LCG).The short BSR is used when there is one LCG having the data to betransmitted and is composed of the LCG identifier and BS. The long BSRis used to report the buffer status of four LCGs and contains the BSs ofthe LCGs in an order of the LCG identifiers. The LCG is a set of thelogical channel grouped under the control of the eNB, and the logicalchannels have similar logical channel priorities. The buffer status ofthe LCG is the sum of the buffer status related to the logical channelsincluded in the LCG and shows the data amount that can be transmittedamong the data of RLC transmission buffer, retransmission buffer, PDCPtransmission buffer of the logical channels. The BSR may be triggeredperiodically or when a predetermined condition is fulfilled, e.g. whenthe data having a priority higher than that of the currently stored dataoccurs. The former is referred to as periodic BSR, and the latter isreferred to as regular BSR.

The UE determines whether the triggered BSR is the periodic BSR or theregular BSR at step 1310. If the regular BSR is triggered, the proceduregoes to step 1320 and, otherwise if the periodic BSR is triggered, step1315.

If the triggered BSR is the periodic BSR, the UE waits for thetransmission resource allocation for use in transmitting the BSR at step1315.

Otherwise if the triggered BSR is the regular BSR, the UE starts theprocedure of requesting for the transmission resource allocation for BSRtransmission at step 1320. This is done because that regular BSR isrequired to be transmitted to the eNB immediately unlike the periodicBSR.

The UE determines whether the SR transmission resource has beenallocated for the PCell and SCell (e.g. PUSCH SCell) at step 1320. Ifso, the procedure goes to step 1325 and, otherwise, step 1330.

If the SR transmission resource has been allocated for the PCell andSCell at step 1320, the UE transmits the SR using the SR transmissionresource of the serving cell nearest to the current location of the UEamong the set (or serving cell) to which the SR transmission resourcehas been allocated. The UE may determine the serving cell having theleast pathloss as the nearest serving cell among the serving cells towhich the SR transmission resource has been allocated.

If the SR transmission resource has not been allocated to the PCell andSCell at step 1320, the UE determines whether there is a serving cell towhich the SR transmission resource has been allocated at step 1330.

If there is any serving cell to which the SR transmission resource hasbeen allocated at step 1330, the UE transmits the SR using the SRtransmission resource of the serving cell to which the SR transmissionresource has been allocated at step 1340.

Otherwise if there is no serving cell to which the SR transmissionresource has been allocated at step 1330, the UE initiates random accessin the serving cell nearest to the current location of the UE (i.e. theserving cell having the least pathloss) among the serving cell availablefor random access (e.g. PCell and PUCCH SCell) at step 1345.

FIG. 14 is a flowchart illustrating the UE operation of transmittingScheduling Request (SR) through the primary set and non-primary setaccording to another embodiment of the present invention.

When the inter-eNB carrier aggregation is configured, the logicalchannels can be processed per set. For example, the logical channel ofthe serving generating small data and sensitive to transmission delayand jitter such as VoIP may be processed through the serving cell of theprimary set, and the logical channel of the serving generating largedata such as FTP may be processed through the serving cell of thenon-primary set. As described above, the eNB may instruct the UE toprocess a part of the DRB in the serving cell of the non-primary set.The logical channel processed in the serving cell of the primary set isreferred to as primary set logical channel, and the logical channelprocessed in the serving cell of the non-primary set is referred to asnon-primary set logical channel. The eNB may notify the UE of theprimary set logical channel and non-primary set logical channel usingthe control message such as RRC connection reconfiguration message. Atthis time, it is possible to notify of the non-primary set logicalchannel explicitly while the rest logical channel are configured as theprimary set logical channel.

The regular BSR is triggered when high priority data occurs. At thistime, the UE selects the serving cell to transmit SR depending onwhether the BSR is triggered by the data on the logical channel of theprimary set or the data on the logical channel of the non-primary set.

Referring to FIG. 14 , if the regular BSR is triggered at step 1405, theUE determines whether the regular BSR is triggered for the reason of thedata of the primary set logical channel (or primary set LCG) or the dataof the non-primary set logical channel (or non-primary set LCG) at step1410. If the regular BSR is triggered for the reason of the primary setlogical channel data, the procedure goes to step 1415 and, otherwise ifthe regular BSR is triggered for the reason of the non-primary setlogical channel data, step 1435.

If the regular BSR is triggered for the reason of the primary setlogical channel data, the UE determines whether the TAT of the P-TAG isrunning at step 1415.

If the TAT of the P-TAG is running, the uplink signal transmission isprohibited with the exception of preamble and thus the UE starts therandom access procedure in the PCell at step 1430. If a valid RARmessage is received, the UE adjusts the uplink transmission timing byapplying the TA indicated by the RAR message and transits the regularBSR through the PCESS using the uplink transmission resource.

If the TAT of the P-TAG is running at step 1415, the UE determineswhether SR transmission resource is allocated on PUCCH of the PCell atstep 1420. If no SR transmission resource is not allocated on PUCCH ofthe PCell, the procedure goes to step 1430 and, otherwise, step 1425.

If it is determined that the SR transmission resource is allocated onthe PUCCH of the PCell at step 1420, the UE starts SR transmissionprocedure in the PCell at step 1425.

If it is determined that no SR transmission resource is allocated on thePUCCH of the PCell at step 1420, the UE starts random access procedurein the PCell at step 1430.

If it is determined that the regular BSR is triggered for the reason ofthe data of the non-primary set logical channel at step 1410, the UEdetermines whether the TAT of the TAG to which the PUCCH SCell belongsis running at step 1435. If the TAT of the TAG to which the PUCCH SCellbelongs is running, the procedure goes to step 1440 and otherwise, step1450.

If it is determined that the TAT of the TAG to which the PUCCH SCellbelongs is running at step 1435, the UE determines whether any SRtransmission resource is allocated on the PUCCH of the PUCCH SCell atstep 1440. If no SR transmission resource is allocated on the PUCCH ofthe PUCCH SCell, the UE starts the SR transmission procedure at step1445. The SR transmission procedure is described in detail withreference to FIG. 15 .

If it is determined that the TAT of the TAG to which the PUCCH SCellbelongs is not running at step 1435 or if it is determine that no SRtransmission resource is allocated on the PUCCH of the PUCCH SCell atstep 1440, the UE starts the random access procedure in the SCell atstep 1450. In more detail, the UE starts the random access procedure inthe SCell allowed for random access among the SCells of the non-primaryset. If a valid RAR message is received through the SCell, the UEadjusts the uplink transmission timing and transmits the regular BSRthrough the serving cell of the non-primary set using the uplinktransmission resource. The SCell allowed for random access in thenon-primary set may be the PUCCH SCell.

FIG. 15 is a flowchart illustrating the UE operation of transmittingScheduling Request (SR) in the primary set and non-primary set accordingto another embodiment of the present invention.

Referring to FIG. 15 , the UE starts the SR transmission procedure atstep 1505. The UE determines whether any incomplete SR at step 1510. Ifthere is any incomplete SR, the procedure goes to step 1520 and,otherwise, step 1515 to end the SR transmission procedure.

The SR is triggered along with the regular BSR and regarded as notcompleted before being canceled. The SR is classified into one ofprimary SR and non-primary SR. If the BSR triggered along with the SR isthe BSR of the primary set (i.e. if the BSR includes the primary setlogical channel buffer status and triggered by the data of the primaryset logical channel), the SR is the primary SR. If the BSR triggeredalong with the SR is the BSR of the non-primary set (i.e. if the BSRincludes the non-primary set logical channel buffer status and triggeredby the data of the non-primary set logical channel), the SR is thenon-primary SR. the primary SR cancellation condition and thenon-primary SR cancellation condition are as follows.

[Primary SR Cancellation Condition]

A MAC PDU to be transmitted through the primary set, the PDU includes aBSR, and the BSR reflects the buffer status up to the time point whenthe last event that triggered the primary set BSR (MAC PDU for theprimary set is assembled and this PDU includes a BSR which includesbuffer status up to (and including) the last event that triggered aprimary set BSR).

[Non-Primary SR Cancellation Condition]

A MAC PDU to be transmitted through the non-primary set is generated,the PDU includes a BSR, and the BSR reflects the buffer status up to thetime point when the last event that triggered the non-primary set BSR(MAC PDU for the non-primary set is assembled and this PDU includes aBSR which includes buffer status up to (and including) the last eventthat triggered a non-primary set BSR).

If there is any incomplete SR at step 1510, the UE determines whetherthe SR is triggered along with the BSR of the primary set at step 1520.

Or the UE determines whether the SR is triggered for PUCCH of the PCell.If the SR is triggered for the primary set or the PCell, the proceduregoes to step 1525. Otherwise if the SR is triggered along with the BSRof the non-primary set or for the PUCCH of the PUCCH SCell, non-primaryset, or PUSCH SCell, the procedure goes to step 1550.

If it is determined that the SR is triggered along with the BSR of theprimary set or for the PCell at step 1520, the UE determines whetherthere is any serving cell allocated available uplink transmissionresource among the serving cells of the primary set within the currentTTI at step 1525 (check if UL-SCH is available for a transmission on theprimary set serving cell). If there is available transmission resource,the procedure returns to step 1510 and, otherwise, step 1530.

At step 1530, the UE checks the three conditions as follows to determinewhether the SR transmission is possible through the PUCCH of the PCellwithin the current TTI.

1. Available SR transmission resource is configured on the PUCCH of thePCell in the current TTI.

2. The current TTI is not a part of a measurement gap.

3. The sr-ProhibitTimer related to the PCell SR transmission(sr_Prohibit_Timer_P) is not running.

The measurement gap is the time duration which the eNB configures to theUE to perform measurement on other frequencies and in which the UE doesnot transmit/receive signal.

The sr-ProhibitTimer aims to prevent the UE from transmitting the SR sofrequently and starts when the SR is transmitted. The sr-ProhibitTimerof the primary set (or PCell) and the sr-ProhibitTimer of thenon-primary set (or PUCCH SCell) operate separately and may be set todifferent values. Both the sr-ProhibitTimer's are determined by the eNBand notified to the UE through a control message such as the RRCconnection reconfiguration method.

If all of the three conditions are fulfilled, the procedure goes to step1535 and, otherwise at least one of the three conditions is notfulfilled, returns to step 1510.

The UE compares the SR_COUNTER and the dsr-TransMax at step 1535. If theSR_COUNTER is less than the dsr-TransMax, the procedure goes to step1545 and, otherwise, step 1540.

The SR_COUNTER denotes the number of SR transmission times of the UE,and the UE increments this variable by 1 whenever the SR is transmittedand initializes the variable when the SR is cancelled. The dsr-TransMaxis a variable for preventing the SR from being repeated infinitely andis informed to the UE through a control message such as RRC connectionreconfiguration message.

If the SR_COUNTER is not less than the dsr-TransMax, the UE determinesthat the SR transmission has failed and takes a necessary action at step1540. The action is described in detail with reference to FIG. 16 .

If the SR_COUNTER is less than the dsr-TransMax, the UE transmits the SRthrough the PUCCH of the PCell, increments the SR_COUNTER by 1, andstarts sr_Prohibit_Timer at step 1545, and then returns the procedure tostep 1510.

If it is determined the SR is not triggered along with the BSR of theprimary set or not for the PCell at step 1520, the UE determines whetherthere is any serving cell having uplink transmission resource availableamong the serving cells of the non-primary set within the current TTI(check if UL-SCH is available for a transmission on the correspondingnon primary set serving cell). If there is any cell having transmissionresource available, the procedure returns to step 1510 and, otherwise,step 1555.

At step 1555, the UE checks the three conditions as follows to determinewhether the SR transmission is possible through the PUCCH of the PUCCHSCell within the current TTI.

1. Available SR transmission resource is configured on the PUCCH of thePUCCH SCell in the current TTI.

2. The current TTI is not a part of the measurement gap.

3. The sr-ProhibitTimer related to the PUCCH SCell PCell SR transmission(sr_Prohibit_Timer NP) is not running.

If all of the three conditions are fulfilled, the procedure goes to step1560 and, otherwise at least one of the three conditions is notfulfilled, returns to step 1510.

At step 1560, the UE compares the SR_COUNTER NP and the dsr-TransMax NP.If the SR_COUNTER NP is less than the dsr-TransMax NP, the proceduregoes to step 1570 and, otherwise, step 1565.

The SR_COUNTER NP denotes the number of SR transmission times of the UE,and the UE increments this variable by 1 whenever the SR is transmittedand initializes the variable when the SR is cancelled. The dsr-TransMaxNP is a variable for preventing the SR from being repeated infinitelyand is informed to the UE through a control message such as RRCconnection reconfiguration message.

If the SR_COUNTER NP is not less than the dsr-TransMax NP, the UEdetermines that the SR transmission has failed and takes a necessaryaction at step 1565. The action is described in detail with reference toFIG. 16 .

If the SR_COUNTER NP is less than the dsr-TransMax NP, the UE transmitsthe SR through the PUCCH of the PCell, increments the SR_COUNTER NP by1, and starts sr_Prohibit_Timer NP at step 1570, and then returns theprocedure to step 1510.

FIG. 16 is a flowchart illustrating the UE operation when the SchedulingRequest (SR) transmission has failed according to an embodiment of thepresent invention.

Referring to FIG. 16 , the SR transmission failure occurs at step 1605.The UE determines whether the SR transmission failure has occurred inthe PCell or the PUCCH SCell at step 1610. That is, the UE checkswhether the SR transmission failure is determined based on the result ofcomparison between SR_COUNTER and dsr-TransMax or the result ofcomparison between SR_COUNTER NP and dsr-TransMax NP.

If it is determined that the SR transmission failure has occurred in thePCell (or the primary set), the procedure goes to step 1615. Otherwiseif the SR transmission failure has occurred in the PUCCH SCell (ornon-primary set), the procedure goes to step 1635.

If the SR transmission failure occurs in the PCell, this means thatthere is any problem in uplink transmission of the PCell. If the SRtransmission failure occurs in the PUCCH SCell, this means that there isany problem in the uplink transmission of the PUCCH SCell. For example,the problem may be uplink transmission power configuration error. Inthis case, there is a need of taking an action for the corresponding setas well as the corresponding cell.

If the SR transmission failure has occurred in the PCell (or primaryset), the UE releases the PUCCH transmission resource of the PCell atstep 1615 and releases the SRS transmission resource of all the servingcells of the primary set (or SRS transmission resource of the P-TAGserving cells) at step 1620. The UE releases the configured transmissionresource, i.e. configure uplink grant and configured downlinkassignment, at step 1625. Next, the UE starts random access in the PCellat step 1630. As described above, the SR transmission failure may becaused by the uplink transmission power configuration error, and theuplink transmission power may be reconfigured through power ramping inthe random access procedure.

If the SR transmission failure has occurred in the PUCCH SCell(non-primary set), the UE releases the PUCCH transmission resource ofthe PUCCH cell at step 1635 and releases the SRS transmission resourceof all the serving cells of the corresponding non-primary set (or theSRS resource of the serving cells belonging to the same TAG as the PUCCHSCell) at step 1640. The UE generates an RRC control message forreporting the SR failure in the PUCCH SCell at step 1645. The controlmessage may include the identifier of the PUCCH SCell in which the SRtransmission failure has occurred and SR transmission power information(e.g. average or maximum value of the transmit power applied to the SRtransmission or the information indicating whether the SR transmissionpower is greater than the maximum transmit power). The UE starts the SRtransmission procedure of the PCell to transmit the RRC control messagepromptly and transmits the RRC control message to the primary setserving cell.

FIG. 17 is a block diagram illustrating a configuration of the UEaccording to an embodiment of the present invention.

Referring to FIG. 17 , the UE according to an embodiment of the presentinvention includes a transceiver 1705, a controller 1710, amultiplexer/demultiplexer 1720, a control message processor 1735, andvarious higher layer processors 1725 and 1730.

The transceiver 1705 receives data and predetermined control signals onthe downlink channel of the serving cell and transmits data andpredetermined control signals on the uplink channel. In the case that aplurality of serving cells is configured, the transceiver 1705transmits/receives data and control signals through the plural servingcells.

The multiplexer/demultiplexer 1720 multiplexes the data generated by thehigher layer processors 1725 and 1730 and the control message processor1735 and demultiplexes the data received by the transceiver 1705, thedemultiplexed data being delivered to the higher layer processors 1725and 1730 or the control message processor 1735.

The control message processor 1735 is an RRC layer entity which takes anaction necessary for processing the control message received from theeNB. For example, the control message processor 1735 processes thereceived random access-related information and delivers the processingresult to the controller.

The higher layer processors 1725 and 1730 are established per service.The higher layer processor processes the data generated by the userservice such as File Transfer Protocol (FTP) and Voice over InternetProtocol (VoIP), the processing result being delivered to themultiplexer/demultiplexer 1720, and processes the data from themultiplexer/demultiplexer 1715, the processing result being delivered tothe higher layer service application.

The controller 1710 controls the transceiver 1705 and themultiplexer/demultiplexer 1720 to perform uplink transmission usingappropriate resource at an appropriate timing based on the schedulingcommand, e.g. uplink grants, received by the transceiver 1705.

The controller controls overall operations associated with random accessand SR transmission. In more detail, the controller performs controloperations of the UE as described with reference to FIGS. 5 to 16 . Forexample, the controller may control receiving an SCell add commandincluding configuration information on the secondary serving cell(SCell) to be added from the primary serving cell (PCell), transmittinga preamble to the SCell to be added, receiving a random access response(RAR) message from the SCell to be added, and applying, when the SCelladd command includes an indicator indicating that the first eNB to whichthe SCell to be added belongs differs from the eNB to which the PCellbelongs, a parameter included in the RAR for the SCell in which the RARhas been transmitted.

FIG. 18 is a block diagram illustrating an eNB according to anembodiment of the present invention.

The eNB includes a transceiver 1805, a controller 1810, amultiplexer/demultiplexer 1820, a control message processor 1835,various higher layer processors 1825 and 1830, and a scheduler 1815.

The transceiver transmits data and predetermined control signals on thedownlink channel of the serving cell and receives data and predeterminedcontrol signals on the uplink channel. In the case that a plurality ofcarriers is configured, the transceiver 1805 transmits/receives data andcontrol signals through the plural carriers.

The multiplexer/demultiplexer 1820 is responsible for multiplexing datagenerated by the higher layer processors 1825 and 1830 and the controlmessage processor 1835 or demultiplexing the data received by thetransceiver 1805, the demultiplexed data being delivered to the controlmessage processor 1835 or the controller 1810. The control messageprocessor 1835 processes the control message transmitted by the UE andtakes a necessary action or generates a control message to betransmitted to the UE, the generated control message being delivered tothe lower layer.

The higher layer processors 1825 and 1830 are established per serviceand processes the data from the S-GW or other eNB into RLC PDU, the RLCPDU being delivered to the multiplexer/demultiplexer 1820, and processesthe RLC PDU from the multiplexer/demultiplexer 1820 into PDCP SDU, thePDCP SDU being transmitted to the S-GW or other eNB.

The scheduler allocates transmission resource to the UE at anappropriate timing in consideration of the UE buffer status and channelstatus and controls the transceiver to process the signal to betransmitted to the UE and transmit the signal.

The controller controls overall operations associated with the randomaccess and SR transmission. In more detail, the controller performscontrol operations of the eNB as described with reference to FIGS. 5 to16 . For example, the controller may control transmitting a SCell addcommand including configuration information on the secondary servingcell (SCell) to be added to the UE. The controller also may controlreceiving the preamble transmitted by the UE and transmitting, when thefirst eNB to which the SCell to be added belongs differs from the secondeNB to which the PCell belongs, a random access response (RAR) messageto the UE.

Although preferred embodiments of the invention have been describedusing specific terms, the specification and drawings are to be regardedin an illustrative rather than a restrictive sense in order to helpunderstand the present invention. It is obvious to those skilled in theart that various modifications and changes can be made thereto withoutdeparting from the broader spirit and scope of the invention.

Accordingly, it should be understood that above-described embodimentsare essentially for illustrative purpose only but not in any way forrestriction thereto. Thus the scope of the invention should bedetermined by the appended claims and their legal equivalents ratherthan the specification, and various alterations and modifications withinthe definition and scope of the claims are included in the claims.

What is claimed is:
 1. A method performed by a terminal in a wirelesscommunication system, the method comprising: identifying whether anumber of transmissions of a random access preamble satisfies apre-defined condition; performing a first procedure, in case that therandom access preamble is transmitted on a first primary cell of amaster cell group (MCG) and the number of transmissions of the randomaccess preamble satisfies the pre-defined condition; and performing asecond procedure, in case that the random access preamble is transmittedon a second primary cell of a secondary cell group (SCG) and the numberof transmissions of the random access preamble satisfies the pre-definedcondition, wherein performing the first procedure comprises initiating aradio resource control (RRC) connection re-establishment procedure, andwherein performing the second procedure comprises transmitting firstinformation to report a problem associated with a connection of the SCG,the first information including a type of the problem.
 2. The method ofclaim 1, wherein identifying whether the number of transmissions of therandom access preamble satisfies the pre-defined condition furthercomprises: determining that the pre-defined condition is satisfied, incase that the number of transmissions of the random access preamble isequal to a value of adding 1 to a maximum transmission number.
 3. Themethod of claim 1, wherein performing the second procedure furthercomprises: identifying that a time alignment timer is expired.
 4. Themethod of claim 3, wherein performing the second procedure furthercomprises: releasing a physical uplink control channel (PUCCH) resourcefor the second primary cell of the SCG.
 5. The method of claim 1,wherein the first information is transmitted on the MCG.
 6. The methodof claim 1, wherein performing the first procedure further comprises:transmitting a message for requesting a RRC connection re-establishment.7. The method of claim 1, wherein the pre-defined condition isassociated with at least one of a first maximum transmission number forthe first primary cell of the MCG or a second maximum transmissionnumber for the second primary cell of the SCG.
 8. The method of claim 1,wherein the type of the problem indicates a random access problem.
 9. Aterminal in a wireless communication system, the terminal comprising: atransceiver; and a controller coupled with the transceiver andconfigured to control to: identify whether a number of transmissions ofa random access preamble satisfies a pre-defined condition, perform afirst procedure, in case that the random access preamble is transmittedon a first primary cell of a master cell group (MCG) and the number oftransmissions of the random access preamble satisfies the pre-definedcondition, and perform a second procedure, in case that the randomaccess preamble is transmitted on a second primary cell of a secondarycell group (SCG) and the number of transmissions of the random accesspreamble satisfies the pre-defined condition, wherein the firstprocedure comprises initiating a radio resource control (RRC) connectionre-establishment procedure, and wherein the second procedure comprisestransmitting first information to report a problem associated with aconnection of the SCG, the first information including a type of theproblem.
 10. The terminal of claim 9, wherein the controller isconfigured to: determine that the pre-defined condition is satisfied, incase that the number of transmissions of the random access preamble isequal to a value of adding 1 to a maximum transmission number.
 11. Theterminal of claim 9, wherein the controller is configured to: identifythat a time alignment timer is expired.
 12. The terminal of claim 11,wherein the controller is further configured to: release a physicaluplink control channel (PUCCH) resource for the second primary cell ofthe SCG.
 13. The terminal of claim 9, wherein the first information istransmitted on the MCG.
 14. The terminal of claim 9, wherein thecontroller is configured to: control the transceiver to transmit amessage for requesting a RRC connection re-establishment, in case thatthe first procedure is performed.
 15. The terminal of claim 9, whereinthe pre-defined condition is associated with at least one of a firstmaximum transmission number for the first primary cell of the MCG or asecond maximum transmission number for the second primary cell of theSCG.
 16. The terminal of claim 9, wherein the type of the problemindicates a random access problem.